Select a business model
to learn more:
Branch Setting
Up to 56% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
No - employee (T4)
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
Access to all Raymond James products and services.
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
Determined by Raymond James.
Covered and fully paid for by Raymond James.
Tier 1 supervision covered by Branch Manager. Tier 2 supervision/oversight is the responsibility of Compliance.
RJLU FINRA IB to Pershing
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
Independent Office Setting
Up to 85% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
No - Independent Agent
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
Access to all Raymond James products and services.
Financed by Financial Advisor.
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
Covered and fully paid for by Financial Advisor.
Tier 1 supervision is the responsibility of the primary Agent. At the option of the primary Agent, tier 1 supervision responsibility may be subcontracted to RJL for a fee of 3% of the Associate Advisors production. Supervision for the primary Agent is not subject to a fee.
RJLU FINRA IB to Pershing
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code.Insurance commissions can be directed to an Agent's licensed corporation.
Provincially Registered Branch Portfolio Manager
Up to 59% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
No - employee (T4)
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
Access to all Raymond James products and services.
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
Determined by Raymond James.
Determined by RJIC and PM
Responsibility for KYC and KYP suitability is ultimately Raymond James.
SEC RIA Registration
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
Provincially Registered Independent Office Portfolio Manager
Up to 80% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
No - Independent Agent
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
Access to all Raymond James products and services.
Financed by Financial Advisor.
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
Determined by RJIC and PM
Responsibility for KYC and KYP suitability is ultimately Raymond James.
SEC RIA Registration
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code. Insurance commissions can be directed to an Agent's licensed corporation.
Independent provincially Registered Portfolio Manager
100% payout of your fee to client. Your managed clients incur custody or trade charges set by RJCS
Yes - registrant with CSA
Account Transfer Costs
Access to MOST Raymond James products and services.
Excludes Practice Management, Marketing and Educational services
Excludes Practice Management, Marketing and Educational services
Determined by Portfolio Manager; guidance (as required) offered by Raymond James.
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
Covered and fully paid for by Independent PM Firm.
Responsibility for KYC and KYP is ultimately PM.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
Requires separate RIA registration through SEC
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
Independent IIROC Registered Investment Dealer
100% payout to your firm less transaction charges. You determine commissions and fees to your clients
Yes - registrant with IIROC
Bulk Conversion Costs
Access to MOST Raymond James products and services. Excludes Practice Management, Marketing and Educational services.
Determined by Investmeent dealer; guidance (as required) offered by Raymond James.
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
Covered and fully paid for by Independent IIROC Firm.
Responsibility for KYC and KYP is ultimately IB.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
Requires separate FINRA
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
You should have three years of experience and production of $250,000 or higher in fee and commission revenues.
You’ll receive a 33% to 55% payout – your specific percentage will depend on your mix of business and production and your institution.
You’ll have access to all Raymond James products and services.
Click here to see them all for yourself.
Click here to see them all for yourself.
Through Advisor Access, a comprehensive web-based solution, you’ll have access to our integrated financial planning platform, performance reporting, CRM, high-quality research, an institutional-level training system and more.
Take our Tech Tour to learn more.
Take our Tech Tour to learn more.
Your support team – branch professionals, additional staff, etc. – will be determined by your institution.
You’ll enjoy a full array of competitive employee benefits offerings provided by your institution.
Your institution will provide you with office space.
You’ll have access to all Raymond James proprietary and third-party research on equities, fixed income, mutual funds, closed-end funds and more.
Learn more about our research team.
Learn more about our research team.
Compliance support will be provided to you by your branch manager and the home office.
Click here to request a call at a time that’s convenient for you.
DESCRIPTION
Branch Setting
PAYOUT OPTIONS
Up to 56% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
INCORPORATED ENTITY
No - employee (T4)
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Raymond James.
COMPLIANCE STRUCTURE
Tier 1 supervision covered by Branch Manager. Tier 2 supervision/oversight is the responsibility of Compliance.
U.S. LICENCING
RJLU FINRA IB to Pershing
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
DESCRIPTION
Independent Office Setting
PAYOUT OPTIONS
Up to 85% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
INCORPORATION ENTITY
No - Independent Agent
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Financed by Financial Advisor.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Financial Advisor.
COMPLIANCE STRUCTURE
Tier 1 supervision is the responsibility of the primary Agent. At the option of the primary Agent, tier 1 supervision responsibility may be subcontracted to RJL for a fee of 3% of the Associate Advisors production. Supervision for the primary Agent is not subject to a fee.
U.S. LICENCING
RJLU FINRA IB to Pershing
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code.Insurance commissions can be directed to an Agent's licensed corporation.
DESCRIPTION
Provincially Registered Branch Portfolio Manager
PAYOUT OPTIONS
Up to 59% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
INCORPORATED ENTITY
No - employee (T4)
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Raymond James.
LOCATION AND OFFICE EXPENSES
Determined by RJIC and PM
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP suitability is ultimately Raymond James.
U.S. LICENCING
SEC RIA Registration
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
DESCRIPTION
Provincially Registered Independent Office Portfolio Manager
PAYOUT OPTIONS
Up to 80% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
INCORPORATED ENTITY
No - Independent Agent
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Financed by Financial Advisor.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Determined by RJIC and PM
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP suitability is ultimately Raymond James.
U.S. LICENCING
SEC RIA Registration
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code. Insurance commissions can be directed to an Agent's licensed corporation.
DESCRIPTION
Independent provincially Registered Portfolio Manager
PAYOUT OPTIONS
100% payout of your fee to client. Your managed clients incur custody or trade charges set by RJCS
INCORPORATED ENTITY
Yes - registrant with CSA
TRANSITION ASSISTANCE
Account Transfer Costs
RESOURCES
Access to MOST Raymond James products and services. Excludes Practice Management, Marketing and Educational services
EMPLOYEE BENEFITS
Determined by Portfolio Manager; guidance (as required) offered by Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Independent PM Firm.
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP is ultimately PM.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
U.S. LICENCING
Requires separate RIA registration through SEC
RJFP (INSURANCE)
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
DESCRIPTION
Independent IIROC Registered Investment Dealer
PAYOUT OPTIONS
100% payout to your firm less transaction charges. You determine commissions and fees to your clients
INCORPORATED ENTITY
Yes - registrant with IIROC
TRANSITION ASSISTANCE
Bulk Conversion Costs
RESOURCES
Access to MOST Raymond James products and services. Excludes Practice Management, Marketing and Educational services
EMPLOYEE BENEFITS
Determined by Investmeent dealer; guidance (as required) offered by Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Independent IIROC Firm.
COMPLIANCE STUCTURE
Responsibility for KYC and KYP is ultimately IB.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
U.S. LICENCING
Requires separate FINRA
RJFP (INSURANCE)
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
QUALIFICATIONS
You should have three years of experience and production of $250,000 or higher in fee and commission revenues.
PAYOUT
You’ll receive a 33% to 55% payout – your specific percentage will depend on your mix of business and production and your institution.
RESOURCES
You’ll have access to all Raymond James products and services.
Click here to see them all for yourself.
Click here to see them all for yourself.
TECHNOLOGY
Through Advisor Access, a comprehensive web-based solution, you’ll have access to our integrated financial planning platform, performance reporting, CRM, high-quality research, an institutional-level training system and more.
Take our Tech Tour to learn more.
Take our Tech Tour to learn more.
SUPPORT TEAM
Your support team – branch professionals, additional staff, etc. – will be determined by your institution.
BENEFITS
You’ll enjoy a full array of competitive employee benefits offerings provided by your institution.
LOCATION
Your institution will provide you with office space.
RESEARCH
You’ll have access to all Raymond James proprietary and third-party research on equities, fixed income, mutual funds, closed-end funds and more.
Learn more about our research team.
Learn more about our research team.
COMPLIANCE
Compliance support will be provided to you by your branch manager and the home office.
READY TO HEAR MORE?
Click here to request a call at a time that’s convenient for you.
DESCRIPTION
Branch Setting
PAYOUT OPTIONS
Up to 56% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
INCORPORATED ENTITY
No - employee (T4)
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Raymond James.
COMPLIANCE STRUCTURE
Tier 1 supervision covered by Branch Manager. Tier 2 supervision/oversight is the responsibility of Compliance.
U.S. LICENCING
RJLU FINRA IB to Pershing
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
DESCRIPTION
Independent Office Setting
PAYOUT OPTIONS
Up to 85% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
INCORPORATED ENTITY
No - Independent Agent
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Financed by Financial Advisor.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Financial Advisor.
COMPLIANCE STRUCTURE
Tier 1 supervision is the responsibility of the primary Agent. At the option of the primary Agent, tier 1 supervision responsibility may be subcontracted to RJL for a fee of 3% of the Associate Advisors production. Supervision for the primary Agent is not subject to a fee.
U.S. LICENCING
RJLU FINRA IB to Pershing
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code.Insurance commissions can be directed to an Agent's licensed corporation.
DESCRIPTION
Provincially Registered Branch Portfolio Manager
PAYOUT OPTIONS
Up to 56% in cash compensation (varies with production level); also up to 5% additional in Raymond James Financial, Inc. stock as well as Net New Asset Bonus.
INCORPORATED ENTITY
No - employee (T4)
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Full array of competitive offerings, jointly financed by Financial Advisor and Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Raymond James
LOCATION AND OFFICE EXPENSES
Determined by RJIC and PM
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP suitability is ultimately Raymond James.
U.S. LICENCING
SEC RIA Registration
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be representatives of RJFP and all insurance business must be placed and written under the RJFP producer code.
DESCRIPTION
Provincially Registered Independent Office Portfolio Manager
PAYOUT OPTIONS
Up to 80% (less any applicable administration costs); up to 3% additional cash bonus payout based on total production.
INCORPORATED ENTITY
No - Independent Agent
TRANSITION ASSISTANCE
Varies depending on qualitative and quantitative factors of the candidate’s business. This will be discussed after the Home Office Visit process has been completed.
RESOURCES
Access to all Raymond James products and services.
EMPLOYEE BENEFITS
Financed by Financial Advisor.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Determined by RJIC and PM
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP suitability is ultimately Raymond James.
U.S. LICENCING
SEC RIA Registration
RJFP (INSURANCE)
Insurance products, including segregated funds, are offered through Raymond James Financial Planning Ltd. (“RJFP”), a wholly-owned subsidiary of RJL. All Life licensees are considered to be Agents of RJFP and all insurance business must be placed and written under the RJFP producer code. Insurance commissions can be directed to an Agent's licensed corporation.
DESCRIPTION
Independent provincially Registered Portfolio Manager
PAYOUT OPTIONS
100% payout of your fee to client. Your managed clients incur custody or trade charges set by RJCS
INCORPORATED ENTITY
Yes - registrant with CSA
TRANSITION ASSISTANCE
Account Transfer Costs
RESOURCES
Access to MOST Raymond James products and services. Excludes Practice Management, Marketing and Educational services
EMPLOYEE BENEFITS
Determined by Portfolio Manager; guidance (as required) offered by Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Independent PM Firm.
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP is ultimately PM.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
U.S. LICENCING
Requires separate RIA registration through SEC
RJFP (INSURANCE)
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
DESCRIPTION
Independent IIROC Registered Investment Dealer
PAYOUT OPTIONS
100% payout to your firm less transaction charges. You determine commissions and fees to your clients
INCORPORATED ENTITY
Bulk Conversion Costs
TRANSITION ASSISTANCE
Bulk Conversion Costs
RESOURCES
Access to MOST Raymond James products and services. Excludes Practice Management, Marketing and Educational services
EMPLOYEE BENEFITS
Determined by Investmeent dealer; guidance (as required) offered by Raymond James.
LOCATION AND SET-UP SUPPORT
Determined by Financial Advisor; guidance (as required) offered by Raymond James.
LOCATION AND OFFICE EXPENSES
Covered and fully paid for by Independent IIROC Firm.
COMPLIANCE STRUCTURE
Responsibility for KYC and KYP is ultimately IB.
QI, AML and FATCA is a shared responsibility.
QI, AML and FATCA is a shared responsibility.
U.S. LICENCING
Requires separate FINRA
RJFP (INSURANCE)
Life licensees can offer insurance products, including segregated funds, through Raymond James Financial Planning Ltd. (“RJFP”), an insurance agency and wholly-owned subsidiary of RJL.
QUALIFICATIONS
You should have three years of experience and production of $250,000 or higher in fee and commission revenues.
PAYOUT
You’ll receive a 33% to 55% payout – your specific percentage will depend on your mix of business and production and your institution.
RESOURCES
You’ll have access to all Raymond James products and services.
Click here to see them all for yourself.
Click here to see them all for yourself.
TECHNOLOGY
Through Advisor Access, a comprehensive web-based solution, you’ll have access to our integrated financial planning platform, performance reporting, CRM, high-quality research, an institutional-level training system and more.
Take our Tech Tour to learn more.
Take our Tech Tour to learn more.
SUPPORT TEAM
Your support team – branch professionals, additional staff, etc. – will be determined by your institution.
BENEFITS
You’ll enjoy a full array of competitive employee benefits offerings provided by your institution.
LOCATION
Your institution will provide you with office space.
RESEARCH
You’ll have access to all Raymond James proprietary and third-party research on equities, fixed income, mutual funds, closed-end funds and more.
Learn more about our research team.
Learn more about our research team.
COMPLIANCE
Compliance support will be provided to you by your branch manager and the home office.
READY TO HEAR MORE?
Click here to request a call at a time that’s convenient for you.