Our Process

While the customized financial plan we create for each client is unique to them, the orderly way we go about arriving at it is uniform in its structure for a simple reason: It helps ensure that we stay on point. Here are the integral steps we follow.

  • We work to understand your personal goals, current financial situation, investment experience and risk tolerance. We also strive to understand your goals and plans for the future.

  • Our team offers advice; customized, professional, wealth management advice. We design solutions intended to help you reach your objectives and to this end we incorporate our wealth specialists or your existing professionals. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.

  • In this step, we execute your customized strategy using the extensive tools available to us through Raymond James. This involves the selection of specic account types, investment products and optional services; we then complete the necessary paperwork in a coordinated approach.

  • Once implemented, we continually monitor the progress of our recommendations relative to your defined objectives and suggest changes where needed. A key to this step is your involvement in the process and communication of any significant changes in your life. We accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews.

Happiness is not in the mere possession of money; it lies in the joy of achievement, in the thrill of creative effort.
Franklin D. Roosevelt