How to Transition Successfully

Find the right partner and transition your business successfully with insights and best practices from financial advisors who have walked this path before you.

Download Transition Guide

Top Reasons for Advisors
to Switch Firms

Given the effort and risks involved, it makes sense to change firms only if you can clearly identify potential benefits for your clients and your business.

At Raymond James, we believe that all advisors deserve a firm that will support their long-term vision for a prosperous business.

Better Client Outcomes

Move to a firm where you have the flexibility and support to always put your clients first.

Download Guide
Stronger Business Growth

Move to a firm where you have fewer restrictions and greater autonomy to pursue your entrepreneurial goals.

Download Guide
Greater Professional Fulfillment

Move to a firm where your book ownership is fully respected with a commitment in writing.

Download Guide

Should You Read This Guide?

Whether you’re currently looking for a new firm or considering a move in the years ahead, this guide will give you a clear direction and practical tips to help you build the future you want – for both your clients and your business.

  • How to evaluate and assess firms
  • What steps to take as part of the due diligence process
  • Risks associated with changing firms
  • What to expect as you join the new firm

How Satisfied Are You with Your Current Firm?

Use this assessment tool to evaluate how satisfied you are with your current firm.

Compare Your Dealer Options

See how your investment dealer options stack up across key criteria with this handy checklist.

Clark Linton
Senior Wealth Advisor & Portfolio Manager
Plena Wealth Advisors of Raymond James Ltd.

 

“This commitment from Raymond James to its advisors allows me to best look after my clients in an unbiased way.”

Professionals You Can Trust

Discover Opportunities at Raymond James

We prioritize privacy and discretion.

Start a Confidential Conversation

Interested in discussing your future with Raymond James?

Expert Transition Support

We have a full-time transition team of experienced professionals who lead the onboarding of 2–3 advisor teams per month.

Take Your Business Higher

Considering Changing Firms?

Use this checklist to help you compare Raymond James with other investment dealers.

Download Checklist about Considering Changing Firms?

Are You an Aspiring Advisor?

We can help you launch your career through our Advisor Internship Program.

Advisor Internship Program about Are You an Aspiring Advisor?

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